Edward Y. Kim
Ed Kim represents individuals and entities in criminal and regulatory enforcement actions, internal investigations, and complex commercial litigation. An accomplished trial lawyer and investigator, Ed co-founded the firm after serving for nearly a decade as an Assistant United States Attorney in the Criminal Division of the United States Attorney’s Office for the Southern District of New York.
During his tenure as a federal prosecutor, Ed was appointed to lead two units within the Southern District’s Criminal Division. First, he served as a Chief of the General Crimes Unit, and then, as a Chief of the Complex Frauds and Cybercrime Unit, where he oversaw the investigation and prosecution of sophisticated financial frauds, cybercrimes and cryptocurrency frauds, money laundering, Foreign Corrupt Practices Act (FCPA) violations, criminal tax offenses, and healthcare fraud. Ed supervised the prosecutions of offshore financial institutions and international bank employees for tax offenses; the investigation of fraudulent initial coin offerings (ICOs); the indictment of Chinese nationals for obtaining and trading on confidential information obtained through breaching the servers of international law firms; the prosecution of a multi-million dollar fraud and kickback scheme committed by an executive at a publicly traded pharmaceutical manufacture and the Chief Executive Officer of a specialty mail-order pharmacy company, and significant FCPA matters, including two of the Department of Justice’s largest criminal corporate bribery and corruption resolutions.
Ed also was a member of the Securities and Commodities Fraud Task Force, where he handled significant securities matters, including the prosecutions of the Chief Executive Officer and Chief Financial Officer of a publicly traded company for accounting fraud and market manipulation; an international bank executive for insider trading through the use of foreign investment products; a bank executive and a finance analyst at a pharmaceutical company for participating in an insider trading conspiracy; and investment advisors for market manipulation, securities fraud, and investment advisor fraud. Ed also prosecuted a variety of other crimes, including money laundering, wire and mail fraud, bank fraud, healthcare fraud, and national security offenses.
During the course of his work as a prosecutor, Ed gained significant experience coordinating investigations with international enforcement officials as well as domestic regulatory authorities, including the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the Public Company Accounting Oversight Board (PCAOB), the U.S. Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC).
During his time at the U.S. Attorney’s Office Ed tried eleven federal criminal cases, including numerous high-profile fraud and national security cases. In addition, Ed has briefed and argued numerous appeals before the U.S. Court of Appeals for the Second Circuit.
Prior to joining the U.S. Attorney’s Office, Ed practiced at Cravath, Swaine & Moore LLP and Lankler Siffert & Wohl LLP, where he represented individuals and corporations in criminal and civil matters, including a former board member of the New York Mercantile Exchange in connection with a criminal investigation of illegal trading activities and a Fortune 500 company in securities litigation, and also conducted an internal investigation concerning allegations of fraud in the securitization of assets.
Ed also served as a law clerk for the Honorable Naomi Reice Buchwald of the United States District Court for the Southern District of New York. Prior to law school, Ed worked as a management consultant at Bain & Company, Inc.
Ed was a two-time recipient of the Attorney General’s Distinguished Service Award, the Justice Department’s second-highest honor. He also received the Assistant Attorney General’s Exceptional Service Award and was named a prosecutor of the year by the Federal Law Enforcement Foundation.
Ed’s recent speaking engagements and events include:
- “Extraterritorial Reach of U.S. Financial Laws” (International Association of Korean Lawyers, September 15, 2018)
- “Cryptocurrency Risks for Banks” (New York Bankers Association, May 8, 2018)
- “When Lawyers Need a (Criminal) Lawyer” (Practicing Law Institute, April 26, 2018)
- “Hedge Fund Association’s 2017 Global Regulatory Briefing” (Bloomberg, November 1, 2017)
- “Navigating the Shifting Landscape of Financial Crime and AML Regulations” (Bloomberg, September 27, 2017)
- “The Yates Memo Turns Two: A Survey of its Impact on Corporate Cooperation” (American Bar Association Annual Meeting in New York, August 10, 2017)
- “Cybersecurity for Law Firms: Does Size Matter?” (American Bar Association Annual Meeting in New York, August 10, 2017)
- “Cybersecurity Enforcement” (Practicing Law Institute, May 12, 2017)
magna cum laude
Phi Beta Kappa
Hon. Naomi Reice Buchwald, U.S. District Court, SDNY (2005 – 2006)
Assistant U.S. Attorney, U.S. Attorney’s Office, SDNY (2008 – 2017)
Chief, Complex Frauds and Cybercrime Unit (2016 – 2017)
Chief, General Crimes Unit (2015 – 2016)
U.S. District Court, SDNY
U.S. District Court, EDNY
U.S. Court of Appeals, Second Circuit